WebFeb 18, 2009 · Firm to Return More Than $434,000 in Fees, Plus Interest, To Customers. Washington, DC. — The Financial Industry Regulatory Authority (FINRA) announced today that it has fined Robert W. Baird & Co. $500,000 for supervisory violations relating to its fee-based brokerage business. FINRA also ordered Baird to return $434,510 in fees, plus … WebClients agree to indemnify and hold harmless each Covered Baird Party to the fullest extent permitted by applicable law and regulation from and against all losses, liabilities, costs, or expenses, including reasonable attorneys' fees (collectively "Losses") that a Covered Baird Party may incur caused by or arising out of a Client's breach of ...
Important Information about Private Equity Funds - Baird
WebApr 1, 2024 · Robert W. Baird & Co. Inc is a business based in Milwaukee, Wisconsin. The company has offices in 165 locations and a total of 3,744 people on staff. It has $276 billion in assets under management between its 272,742 accounts, making it one of the biggest financial advisory firms in the United States by assets under management. WebMar 31, 2024 · The advisor has contractually agreed to waive its fees and/or reimburse expenses for the Baird Equity Opportunity Fund at least through April 30, 2025, to the extent necessary to ensure that the total operating expenses do not exceed 1.25% of the Institutional Class's average daily net assets. ... Robert W. Baird & Co. Incorporated. … island of misfit toys santa
Client Statement Overview - Login - Baird Online
Webmanagement fee and transaction fees. Often the fees paid by the private fund to its general partner include a management fee (often ranging from 1% to 2.5%) and a carried interest entitling the general partner to a ... Robert W. Baird & Co. 777 East Wisconsin Avenue, Milwaukee, Wisconsin 53202. 1-800-RW-BAIRD. www.rwbaird.com . Page . WebApr 1, 2024 · Robert W. Baird & Co. Inc is a registered investment firm that has its headquarters in Milwaukee, Wisconsin. The investment advisory business has offices in 165 locations and a total of 3,744 people on staff. It handles $276 billion in assets under management across its 272,742 client accounts, placing it among the biggest firms in the … http://www.bairdfinancialadvisor.com/thegillettegroup/mediahandler/media/3892/TOD%20Agreement.pdf island of misfit toys show